September 20, 2005

 

SUBJECT: Consider Adoption of a Citywide Deficiency Plan for Transportation

 

REPORT IN BRIEF

City staff has prepared a draft Sunnyvale Citywide Deficiency Plan to address requirements of State congestion management law.  A deficiency plan is a means to address roadway levels of service at designated “Congestion Management Program (CMP) intersections”, which are considered significant for regional traffic flow.  Deficiency plans identify improvement strategies for intersections that are anticipated to realize failing levels of service.  These improvements can be at the actual intersection or, if improvements are not considered feasible, offsetting improvements at other locations or to other travel modes can be identified.  A deficiency plan can be considered a mitigation tool for short and long range development, and it eliminates the potential for gas tax revenue interruption due to level of service failures at CMP intersections.

 

The draft Citywide Deficiency Plan is based on the improvement strategy contained in the Sunnyvale Transportation Strategic Program, as well as a number of other existing City transportation projects, policies and programs.   No new projects or programs are proposed as part of the plan. 

 

Council approval is required prior to formal consideration by the Santa Clara Valley Transportation Authority (VTA), which is the designated Congestion Management Agency (CMA) for Santa Clara County.  Subsequent to Council approval, the VTA will have 60 days to accept or reject the Plan in total.  Should the VTA reject the Plan, staff would draft a revised Plan to address issues.  Preliminary review by VTA staff has not resulted in any significant issues being identified.  Staff also circulated the document to neighboring jurisdictions and Caltrans, and received no significant comments. 

 

BACKGROUND

In 1991, legislation was passed creating requirements for congestion management in urbanized areas of California.  The legislation spawned the creation of Congestion Management Agencies, and promulgated regulations for monitoring and improving the transportation system and transportation and land use coordination.  Initially the legislation called for maintenance of levels of service to a minimum standard, with the penalty for non-compliance being loss of a portion of gas tax revenues.  The CMA also has the ability to delay land development if a deficiency occurs.  This was subsequently amended to allow the preparation of deficiency plans, which recognize that improvements to all locations may not always be desirable or feasible, and that offsetting improvements to other portions of the transportation network could be substituted. 

 

The VTA, as the CMA for Santa Clara County, has developed standards and procedures for the preparation of deficiency plans.  Deficiency plans can be prepared at the time a deficiency occurs, or they can be prepared in advance based on long range forecasts.  The advantage of advance preparation of a citywide plan is that a comprehensive, integrated solution is identified, and individual deficiency plans for specific locations are not necessary.  The potential for delays in land development and interruption of gas tax revenue is also eliminated. 

 

A Deficiency Plan contains the following elements:

1.      Description of Deficiency Plan Area

a.      Deficiency Plan objectives;

b.      Description of the Deficiency Plan area configuration and location;

c.      Mapping of area location and description of deficiency plan boundaries

d.      Description of base year conditions;

e.      Description of projected future transportation conditions based upon development projects and traffic growth;

f.       Listing of government agencies responsible for the facilities and the agencies that took part in preparation of the deficiency plan.

2. Deficiency Analysis/Cause – analysis of CMP intersections under City jurisdiction for future projected deficiencies over the buildout life of the Sunnyvale General Plan.

3. Improvement List – description of the physical improvements and their cost that will be necessary to maintain the CMP traffic Level of Service (LOS) standard on subject facilities, and those for which improvements will be foregone per City policy.

a. Deficiency Plan Action List – describes improvements, actions and programs proposed for improving CMP system level of service, and improving CMP reliever route level of service and alternative transportation facilities to offset unmitigated CMP system impacts and improve air quality.

4. Action Plan – describes how deficiency plan actions will be implemented, responsibility for implementing individual actions, funding source for individual actions, and timing of implementation.  The Action plan follows an “Immediate Implementation Action List” from the Santa Clara County Congestion Management Program Technical Standards. 

5. Deficiency Plan Monitoring Program – describes how the City will evaluate the implementation of deficiency plan actions.

6. Environmental Documentation – describes the reconciliation of California Environmental Quality Act (CEQA) with actions included in the deficiency plan.

 

The Sunnyvale Transportation Model that was developed for the Transportation Strategic Program is a primary basis for the deficiency plan content.  However, the breadth of transportation plans, policies and programs were evaluated, and those that were relevant to addressing or offsetting forecast deficiencies were included.  The Community Development Department was consulted in the finalization of the Draft because many of the plans and programs are related to land development, such as Transportation Demand Management (TDM) and other requirements of land development.

 

The VTA requires that its Member Agencies adopt the Draft Deficiency Plan prior to formal consideration by the VTA.  The VTA Board will then consider to accept or reject the Plan within 60 days.  Should the plan be rejected, staff will make revisions as appropriate and bring a new Plan forward to the City Council and VTA for consideration.  Staff has circulated the draft document to adjoining jurisdictions (Santa Clara, Cupertino, Los Altos, and Mountain View), Caltrans, and the VTA for initial comments.  No significant feedback has been received.

 

EXISTING POLICY

Land Use and Transportation Element C3, Attain a transportation system that is effective, safe, pleasant and convenient.

 

Land Use and Transportation Element R.1.4, Achieve an operating level of service (LOS) E or better for all regional roadways and intersections as defined by the City fuction classification of the street system.  Land Use and Transportation Element C3.4, Maintain roadways and traffic control devices in good operating condition.

Land Use and Transportation Element C3.1.4, Study and implement physical and operational improvements to optimize roadway and intersection capacities.

 

Land Use and Transportation Element C3.5, Support a variety of transportation modes.


DISCUSSION

The draft Citywide Deficiency Plan is a means to summarize and acknowledge the comprehensive and long range transportation improvement policies, programs, and projects of the City of Sunnyvale.  Preparation of this document recognizes that the City has considered the need to maintain and improve its transportation system consistent with its general plan.  Approval of the plan will allow the City to implement its land use plan unimpeded by State congestion management law requirements. 

 

FISCAL IMPACT

There is no direct fiscal impact from approval of the Citywide Deficiency Plan.  Should the City not adopt a Deficiency Plan and a CMP intersection realize failing levels of service, then environmental clearance of land development could become more involved, which could impact economic development in the City.  Also, a portion of gas tax subventions to the City could be withheld until the service level improved.    

 

CONCLUSION

Congestion management law requires that local agencies either maintain levels of service at designated regionally significant intersections, or prepare deficiency plans that identify improvement strategies.  The penalty for non-compliance is potential loss of a portion of gas tax revenues and delays to land development. City staff has drafted a Citywide Deficiency Plan to address forecast level of service deficiencies over the life of the General Plan.  Preparation of a Citywide Deficiency Plan prior to deficiencies being realized allows for a comprehensive, integrated solution and eliminates the need for individual deficiency plans for specific locations.  The potential for delays in land development and interruption of gas tax revenue is also eliminated.  The Draft Citywide Deficiency Plan is based on existing plans, policies and programs, no new projects or programs are required.  The VTA, the designated approval agency for deficiency plans, will consider approval or rejection of the draft document subsequent to Council approval.  Staff concludes that Council approval of a Citywide Deficiency Plan at this time is warranted to assure long term compliance with congestion management law and regulations, to support implementation of the General Plan, and to assure uninterrupted gas tax revenues.   

 

ALTERNATIVES

1. Adopt the Draft Citywide Deficiency Plan as prepared by staff.

2. Adopt a modified Citywide Deficiency Plan.

3. Do not adopt a Citywide Deficiency Plan at this time and defer compliance with congestion management law with regard to levels of service to such time when actual deficiencies occur. 


RECOMMENDATION

It is recommended that Council approve Alternative 1: Adopt the Draft Citywide Deficiency Plan as prepared by staff.

 

 

Reviewed by:

 

Marvin Rose, Director, Public Works

Prepared by Jack Witthaus, Transportation and Traffic Manager 

 

Reviewed by:

 

Robert Paternoster,

Director, Community Development Department

 

Approved by:

  

Amy Chan

City Manager

 

Attachments

A. Draft Citywide Deficiency Plan (.pdf)